On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

January 13, 2025, 3:37 PM ESTBanking & Financial Services December 27, 2024, 7:53 AM ESTHealth Care December 12, 2024, 8:10 AM ESTHealth Care December 11, 2024, 2:56 PM ESTManufacturing November ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

The U.S. Securities and Exchange Commission (SEC) this week filed a suit against X, formerly Twitter, owner Elon Musk over Twitter stock purchases he made in 2022. Musk didn’t disclose in a ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.

The U.S. Supreme Court's ruling confirms that Binance must comply with U.S. securities laws, even without a physical office ...

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...