This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. The findings reflect the perspectives of 1,181 professionals in financial ...

SEC targets AI oversight, recordkeeping across all channels and active compliance enforcement in 2026 examination priorities ...

As regulatory requirements continuously evolve, leaders must adapt their finance and operational functions to stay compliant and mitigate potential business impacts. For example, leveraging technology ...

Can You Afford Noncompliance with SEC Regulation R... Can You Afford Noncompliance with SEC Regulation Requirements? The Three Steps for Optimal Financial Advisor Compliance How to Achieve Steady ...

The Fast Company Executive Board is a private, fee-based network of influential leaders, experts, executives, and entrepreneurs who share their insights with our audience. In the fast-moving world of ...

J.P. Pressley is a former editor at Manifest and contributor at BizTech magazine. As a result, IT leaders are allocating more resources toward compliance to gain a better understanding of the ...

Financial services institutions must contend with a never-ending barrage of regulatory compliance requirements, which can vary by location. Technology, and especially artificial intelligence, can help ...

Remaining compliant with the regulations on financial crime are increasingly costly for financial institutions in the US and Canada, according to a new report. LexisNexis Risk Solutions found that ...

Discover how Regulation N enforces the CARD Act and Dodd-Frank Act, preventing misleading mortgage ads and ensuring transparent credit product promotions.

This office functions within the Financial Affairs subdivision and supports the University's financial compliance and internal control environment. Financial Compliance will work on the following ...

Managing Director/Chief Executive of the Nigeria Deposit Insurance Corporation (NDIC), Mr. Thompson Oludare Sunday, has reaffirmed the Corporation’s strict adherence to fiscal and financial ...